일상적인 비즈니스 활동 중에 직원들은 계좌 세부 정보, 무역 관행 및 패턴, 수수료 및 매출, 마케팅 관행 등과 관련된 고객 정보에 특권이 있습니다. 직원은이 정보를 기밀로 유지해야합니다. 즉, 법적으로 허용하지 않는 한이 정보를 제 3 자에게 공개 할 수 없음을 의미합니다.

At our brokerage business, we are committed to protecting the privacy and confidentiality of our clients’ personal and financial information. This policy outlines the types of information we collect, how we use and safeguard it, and the circumstances under which we may share it.

Collection of Information

We collect personal and financial information from clients when they open an account with us, update their account information, or engage in transactions with us. This information may include:

– Name, address, and contact information

– Social Security number or other government-issued identification number

– Financial information, such as income and assets

– Investment objectives and risk tolerance

– Trading history and account balances

We may also collect information from third-party sources such as credit reporting agencies, public records, and other institutions with which the client has a relationship.

Use of Information

We use clients’ information to provide them with brokerage services and to comply with legal and regulatory requirements. Specifically, we may use the information for the following purposes:

– Opening and maintaining client accounts

– Executing transactions on behalf of clients

– Communicating with clients about their accounts and transactions

– Conducting research and analysis to improve our services

– Complying with legal and regulatory requirements, such as tax reporting and anti-money laundering laws

We may also use clients’ information to market our services to them, but only with their consent.

Safeguarding Information

We take appropriate measures to safeguard clients’ personal and financial information against unauthorized access, use, or disclosure. These measures include physical, electronic, and procedural safeguards, such as secure data storage, access controls, and employee training on privacy and security.

Sharing of Information

We may share clients’ information with third parties in certain circumstances, such as:

– To execute transactions on behalf of clients

– To comply with legal and regulatory requirements

– To service client accounts, such as with custodians or other service providers

– To prevent fraud or unauthorized transactions

– With the client’s consent

We do not sell clients’ personal or financial information to third parties for marketing purposes.

Changes to this Policy

We may update this privacy policy from time to time to reflect changes in our business practices or legal requirements. We will notify clients of any material changes to the policy and obtain their consent as required by law.

Contact Information

If you have any questions or concerns about our privacy practices, please contact us at [email protected]